Compliance Jobs in London

Here are the latest compliance jobs in London. This list of compliance jobs in London is updated every day with the latest vacancies, so don't forget to check back regularly or bookmark this page.

NO. JOB TITLE & DESCRIPTION - CLICK THE JOB TITLE TO VIEW THE JOB DETAILS AND SUBMIT YOUR APPLICATION
1 Senior Compliance Officer - Solvency II - London

Location: London - Salary: £60000 to £80000 - Posted: Today
Senior Compliance Officer - Solvency II - London Due to business growth, our client, a specialist Insurer, is seeking a Senior Compliance officer to provide assurance to the management that the organisations Solvency II implementation reflects the bu

2 Compliance Officer - Private Clients - £70k- £90k

Location: the City of London - Salary: £70000 to £90000 - Posted: Today
Compliance Officer - Private Clients - £70,000 - £90,000 My client is a Wealth Management organisation they are currently looking for a Compliance Officer to join their highly successful team in The City. Candidate requirements: * Applicants MUS...

3 IT Governance Manager

Location: London - Salary: £80k - £90k - Posted: Today
Support IT Management to fulfill their IT Governance responsibilities*Maintain and improve all necessary management processes and committee charters*Ensure oversight and reporting on compliance / audit issues and support consistent implementation ...

4 Trust Assistant Manager

Location: London - Salary: Up to £50K - Posted: Today
Reporting to the Trust Director and Partners and working alongside staff across the department, the key responsibilities are to provide trust, estate and charity compliance services to clients and deal with administrative matters and assisting wit...

5 AML Manager / Senior Manager

Location: London - Salary: £60k - £90k - Posted: Today
Projects you will undertake will include FSA investigations; Anti-money laundering systems and controls; Transaction monitoring and Risk & Compliance.You will have extensive experience working AML investigations dealing with Financial Services Ins...

6 Compliance Analyst - Prominent Insurance Group

Location: City of London - Salary: £20,000 to £25,000 per year - Posted: Today
Are you looking for the opportunity to make a job your own? Are you experienced enough in compliance to hit the ground running at a leading insurance group? Then we want you! We are looking for a Compliance Analyst to support and advise external c...

7 Basel 3 ETD Analyst

Location: London - Salary: n/a - Posted: Today
Your job is to work as a business / systems analyst within the on-boarding of Exchange Traded Derivative products into UBS' strategic Counterparty Credit Risk platform as part of the delivery of the Basel 3 compliance change agenda.

8 Compliance Officer - Private Clients - 70k- 90k

Location: the City of London - Salary: 70000-90000 - Posted: Today
Compliance Officer - Private Clients - 70,000 - 90,000 My client is a Wealth Management organisat

9 Compliance Administrator

Location: London - Salary: 27,000 to 32,000 per year - Posted: Today
Our client is a global executive search firm specialising in infrastructure within the financial ser

10 Part Time Legal Secretary/Compliance Associate

Location: London - Salary: 30,000 to 35,000 per year - Posted: Today
Legal Secretary & Compliance Associate A West-End Independent Investment Advisor is looking for a p

11 Trusts Tax Assistant Manager

Location: London - Salary: Up to £55K - Posted: Yesterday
Professionally qualified with demonstrable trust industry experience, the role requires you to provide trust, estate and charity compliance services to clients and deal with administrative matters and assisting with provision of planning and advis...

12 Compliance Manager

Location: London - Salary: £60K - Posted: Yesterday
Reporting directly into the Global Compliance Manager you will be accountable for the implementation and ongoing management of the risk based compliance oversight of key risks, related procedures and processes across all insurance activities. As w...

13 Graduate required

Location: City of London - Salary: £22,000 to £25,000 per ye... - Posted: Yesterday
Fantastic opportunity for a highly numerate, analytical degree educated individual who would like to start their career in a global professional services organisation in the City. Based in their Compliance team, the role covers the utilisation of ...

14 Compliance Officer

Location: London - Salary: £60K - Posted: Yesterday
The main purpose will be assisting the Group Head of Compliance with the ongoing implementation of the compliance monitoring programme and dealing with day-to-day compliance issues arising from trading activities (e.g. investment restriction relat...

15 Blood Transfusion Compliance Lead Job - London / Nationwide

Location: London - Salary: £50,000 per year (50000) - Posted: Yesterday
Blood Transfusion Compliance Lead London Salary Circa 50,000 Based in London with a nationwide remit, this job is an opportunity for a driven and pragmatic Biomedical Scientist / Quality Manager with strong blood transfusion experience to join one...

16 Procurement Manager

Location: London - Salary: £55000 - £60000 - Posted: Yesterday
As the Procurement Manager you will: - Ensure development of and compliance with best practice procurement and purchasing policies and procedures. - Manage group procurement contracts and advise budget holders on procurement pricing, contract

17 Compliance Administrator

Location: London - Salary: £27,000 to £32,000 per year - Posted: Yesterday
Our client is a global executive search firm specialising in infrastructure within the financial services sector. Since establishing their business in 1999 we have become a trusted leadership advisor and talent source for a select group of leading...

18 Blood Transfusion Compliance Lead Job - London / N

Location: London - Salary: £50000 - Posted: Yesterday
Blood Transfusion Compliance Lead London Salary Circa 50,000 Based in London with a nationwide remit, this job is an opportunity for a driven and pragmatic Biomedical Scientist / Quality Manager with strong blood transfusion experience to join one of

19 Information Security, Risk and Compliance Manager

Location: London - Salary: 40,000 to 50,000 per year ... - Posted: Yesterday
Information Security, Risk and Compliance Manager Central London 40-50k Our client is a leading UK

20 Compliance Administrator

Location: London - Salary: 27000 - 32000 per annum - Posted: Yesterday
Our client is a global executive search firm specialising in infrastructure within the financial ser

21 International Governance Manager Financial Services London

Location: London - Salary: Excellent package based on ... - Posted: Yesterday
International Governance Manager/Company Secretary from a Compliance, Legal, Financial Services or I

22 Information Security, Risk and Compliance Manager

Location: Central London - Salary: £40,000 to £50,000 per ye... - Posted: Tuesday
Information Security, Risk and Compliance Manager Central London £40-50k Our client is a leading UK Charity, who is looking for an experienced Information Security, Risk and Compliance Manager to join their offices in Central London. You will be ...

23 International Governance Manager Financial Service

Location: London - Salary: On Application - Posted: Tuesday
International Governance Manager/Company Secretary from a Compliance, Legal, Financial Services or Insurance background. London An exciting opportunity has arisen for an International Governance Manager to join our client, a global player in the insu

24 Control and Data Assurance Manager SOX/Solvency II

Location: the City of London - Salary: £60000 to £80000 - Posted: Tuesday
Control and Data Assurance Manager (SOX Compliance/Solvency II Our client an Insurance Leader is looking for an experienced Data Control Manager to ensure all governance framework is adhered to across the business, managing company wide financial s

25 Control and Data Assurance Manager SOX/Solvency II

Location: the City of London - Salary: 60000-80000 - Posted: Tuesday
Control and Data Assurance Manager (SOX Compliance/Solvency II Our client an Insurance Leader is

26 Interim Head Strategic of Compliance

Location: London - Salary: 600 - Posted: Monday
Interim Head Strategic of Compliance - Investment Management/Financial Planning - City - 600 p/d L

27 Control and Data Assurance Manager SOX/SII

Location: London - Salary: Good Market Rates - Posted: Sunday
Control and Data Assurance Manager (SOX Compliance/Solvency II Our client an Insurance Leader is l

28 Compliance Assistant required for Mayfair Investment firm - 25-30k

Location: London - Salary: 25,000 to 30,000 per year ... - Posted: Sunday
This established investment firm is looking for a Compliance Assistant to support the COO and Legal

29 Business Unit Compliance Officer

Location: London - Salary: Excellent bonus and package - Posted: Sunday
Business Unit Compliance Officer London Our client, an international financial services firm is loo

30 Interim Governance & Compliance Manager

Location: London - Salary: 32,000 to 35,000 per year ... - Posted: Sunday
Our client in the payments space is recruiting for an interim Governance & Compliance Manager for a

31 Senior Compliance & Risk Officer - AML - Thinkfoli

Location: London - Salary: £70000 to £80000 - Posted: Saturday
A global specialist Insurer is seeking a Senior Compliance & Risk Officer to assist their CEO in ensuring that their organisation is fully compliant with the FSA and other regulatory bodies' regulations at all times such as Bermuda Monetary Authority

32 Product Manager / Compliance (Business Development, Market Intelligence)

Location: London - Salary: £65,000 to £70,000 per ye... - Posted: Saturday
Product Manager / Compliance (Business Development, Market Intelligence) Product Manager / Compliance (Business Development, Market Intelligence) sought by leading Software House to front a new compliance solutions division for the Corporate and L...

33 Senior Technical Software Support

Location: London - Salary: £40000 - £47000 - Posted: Saturday
Our client is a leading provider of collateral management and regulatory compliance software solutions to banks and financial institutions on a worldwide basis. With offices in Europe, Africa, the US and Asia Pacific. Our client is seeking a te

34 Data Privacy Consultant

Location: London - Salary: £45,000 to £65,000 per ye... - Posted: Saturday
Data Privacy Consultant/Manager: Required by leading global consultancy firm based in London. Applicants will need to have demonstrable Data Privacy and Data Protection consultancy along with risk assessment, audit and compliance. You will also be...

35 Product Manager / Compliance (Business Development, Market Intelligence)

Location: London - Salary: £65,000 to £70,000 per ye... - Posted: Saturday
Product Manager / Compliance (Business Development, Market Intelligence) Product Manager / Compliance (Business Development, Market Intelligence) sought by leading Software House to front a new compliance solutions division for the Corporate and L...

36 Business Unit Compliance Officer

Location: London - Salary: On Application - Posted: Saturday
Business Unit Compliance Officer London Our client, an international financial services firm is looking for a Business Unit Compliance Officer to partner with the highly successful Global Specialties division. This position reports to the Business Un

37 Compliance Assistant required for Mayfair Investment firm - £25-30k

Location: London - Salary: £25,000 to £30,000 per ye... - Posted: Saturday
This established investment firm is looking for a Compliance Assistant to support the COO and Legal Counsel to encourage and promote an effective compliance culture across the company. The key responsibilities will include assisting the team in li...

38 Contracts & Compliance Administrator up to £28,000

Location: London - Salary: 26,000 to 28,000 per year - Posted: Saturday
Contracts Administrator up to 28,000 Our client is an exciting and innovative renewable energy rec

39 Membership Compliance and Administrative Assistant-2 day week

Location: London - Salary: 11 to 12 per hour - Posted: Saturday
The Company - A boutique, international, not for profit accountancy membership organisation. The Ro

40 Risk & Compliance Controller - up to £35k

Location: London - Salary: 30,000 to 35,000 per year - Posted: Saturday
This West End law firm wish to recruit a compliance controller to assist with all compliance issues

41 Senior Compliance Analyst

Location: the City of London - Salary: 60000-70000 - Posted: Saturday
Our client is looking for a Senior Compliance Analyst with Lloyd's Market exposure to act as a cond

42 IT - Process and Compliance Specialist

Location: London - Salary: TBC - Posted: Saturday
The Allianz Group is one of the largest and most renowned financial services providers in the world

43 Contracts & Compliance Administrator up to £28,000

Location: City of London - Salary: £26,000 to £28,000 per year - Posted: Friday
Contracts Administrator up to £28,000 Our client is an exciting and innovative renewable energy recruitment company based in Central London and they currently have a fantastic opportunity for a contracts administrator. The ideal candidate will b...

44 Senior Compliance Manager - Lloyds of London

Location: the City of London - Salary: £70000 to £90000 - Posted: Friday
Senior Compliance Manager; Our client a Lloyds of London Insurance leader is looking to hire an experienced Compliance Manager to lead a small team of 5. The successful candidate will be responsible for ensuring compliance guidelines are met against

45 Membership Compliance and Administrative Assistant-2 day week

Location: City of London - Salary: £11 to £12 per hour - Posted: Friday
The Company - A boutique, international, not for profit accountancy membership organisation. The Role - This position is on a temporary to permanent basis and is part time for two days a week. This a challenging position, liaising with domestic an...

46 Senior Compliance Analyst

Location: the City of London - Salary: £60000 to £70000 - Posted: Friday
Our client is looking for a Senior Compliance Analyst with Lloyd's Market exposure to act as a conduit between Lloyd's regulation, FSA regulation and good practice Compliance management and the businesses. Please be aware there is both a 6 week contr

47 Distribution Strategy Manager West

Location: London - Salary: n/a - Posted: Friday
Perform rigorous and detailed profitability analyses of current and future deals to ensure compliance with long term growth strategy as set by SVP, GM Distribution

48 Wealth Manager

Location: London - Salary: £80K Base, £100K OTE - Posted: Friday
To deliver fee income against agreed plan.To achieve and maintain competence as defined within the Company's Training and Competence Scheme.To demonstrate and ensure all compliance file checks are neatly and comprehensively completed within the Co...

49 Senior Compliance Manager - Lloyds of London

Location: the City of London - Salary: 70000-90000 - Posted: Friday
Senior Compliance Manager; Our client a Lloyds of London Insurance leader is looking to hire an exp

50 Business Unit Compliance Officer

Location: London - Salary: 50,000 to 60,000 per year ... - Posted: Friday
Business Unit Compliance Officer London Our client, an international financial services firm is loo

51 Senior Manager

Location: London - Salary: £60k - £85k - Posted: February 16th
Assisting the Partners, and tasked with managing all aspects of the team's compliance function for clients, the key responsibilities are as follows Maintaining strong relationships with clients- Participating in the recruitment of new staff- Devel...

52 UK AML Compliance Officer

Location: London - Salary: n/a - Posted: February 16th
Ensure active participation with all Legal Risk Compliance (LRC) and business related initiatives that could incorporate an Anti-Money Laundering (AML) component- Manage AML escalation issues within the UK for CIB- Participate with any NPA approva...

53 Business Unit Compliance Officer

Location: London - Salary: £50000 to £60000 - Posted: February 16th
Business Unit Compliance Officer London Our client, an international financial services firm is looking for a Business Unit Compliance Officer to partner with the highly successful Global Specialties division. This position reports to the Business Un

54 Senior Compliance Officer - Solvency II - London

Location: London - Salary: £60000 to £80000 - Posted: February 16th
Senior Compliance Officer - Solvency II - London Due to business growth, our client, a specialist Insurer, is seeking a Senior Compliance officer to provide assurance to the management that the organisations Solvency II implementation reflects the bu

55 Corporate Tax Assistant Manager

Location: London - Salary: Up to £56K - Posted: February 16th
Reporting to the Senior Manager/Partner, and tasked with managing junior members of the regional team, the key responsibilities are as follows:- Dealing with compliance issues, whilst also taking an active and prominent part in the advisory work o...

56 PWM & GSAM Team Assistant - Compliance

Location: London - Salary: 19 per hour - Posted: February 16th
PWM & GSAM Team Assistant - Compliance An immediate opportunity has arisen for an experienced PWM

57 Software Compliance Manager

Location: London - Salary: £70K - £75K + Bonus - Posted: February 15th
You will be interacting with a number of senior stakeholders as well as the Operations teams. They are looking for someone with experience of large complex projects and this is a role that covers a huge scope. The successful candidate will come fr...

58 PWM & GSAM Team Assistant - Compliance

Location: London - Salary: £19 per hour - Posted: February 15th
PWM & GSAM Team Assistant - Compliance An immediate opportunity has arisen for an experienced PWM & GSAM Team Assistant to join our client, an American multinational bulge bracket investment banking and securities firm based in London Key responsi...

59 Global Head of Trust & Fiduciary Services

Location: London - Salary: n/a - Posted: February 13th
JPMorgan is seeking a senior executive at the MD level to head up the Trust and Fiduciary Services business along with Compliance Reporting Services based in the UK. The role will report directly into the Head of Global Funds Services within the W...

60 Compliance Manager

Location: London - Salary: £55K - Posted: February 12th
The Compliance Manager will act as a focal point in the organisation providing advice to clients and engineers working on the energy efficiency projects to ensure they are meeting the industry standards.To be considered for this role you will need...

61 Senior Acoustics and Vibration Consultant

Location: London - Salary: £60K - Posted: February 12th
The role will involve a number of services including fundamental acoustic design and troubleshooting through to the provision of advice on noise and vibration issues including legislative compliance.

62 UK Tax Director

Location: London - Salary: £85k - £130k - Posted: February 11th
The biggest challenge of the role is to analyse the existing corporate structure of the group, recommend and implement changes to optimise tax position. You will also provide tax advise to the business, ensure the integrity of compliance used for ...

63 Compliance Analyst GO-E (G)

Location: London - Salary: n/a - Posted: February 11th
The Compliance Analyst is responsible for working with the Compliance Manager to implement an effective and consistent compliance programme in relation to a particular bench or set of benches for their respective product area. The primary componen...

64 Capital Markets Consultant

Location: London - Salary: £50K - £60K + Bonus - Posted: February 11th
6+ years experience as a Consultant within the Capital Markets space:- Previously worked for a reputable consultancy or investment bank Strong knowledge and experience in OTC, Risk (Credit, Market & Liquidity) or Compliance, Product Control or Fin...

65 ES IT&S Compliance and Risk Lead

Location: London - Salary: n/a - Posted: February 11th
The IT&S Compliance and Risk Lead will focus on embedding a sustainable internal control environment in ES IT&S in order to mitigate risks and achieve compliance with regulations. A key element of the role will be engaging with the ES leadership t...

66 Risk and Compliance Manager

Location: London - Salary: n/a - Posted: February 11th
The role is accountable for monitoring risk, compliance and security to ensure that all activities performed by both BP and 3rd party suppliers exceed the requirements set out by legislation and BP policies, procedures and standards. There is sign...

67 Senior Consultant - International Consulting Group

Location: London - Salary: n/a - Posted: February 10th
Advise multinational companies on the establishment of defined contribution arrangements around the world. The focus will generally be on emerging markets where, with support, you will build up expertise on local benefit design, compliance require...

68 Global Regulatory Manager

Location: London - Salary: n/a - Posted: February 10th
The role of Global Regulatory Manager is to utilize international accounting, tax and compliance expertise to build product guidelines and requirements to meet the ever changing demands of the global market. This key position is responsible for su...

69 Compliance Manager

Location: London - Salary: n/a - Posted: February 9th
The role of this position is to be a senior member of the Internal Governance Team within the Compliance Department, interacting with management of businesses and control functions, giving advice and guidance promptly. Representation on Committees...

70 Compliance Monitoring Manager

Location: London - Salary: n/a - Posted: February 9th
The position requires a person who is enthusiastic, confident and has practical experience in performing asset management monitoring activities. The person's background could be a Compliance or Risk Officer, Quality Assurance Analyst, Chartered Ac...

71 EMEA KYC Regional Manager

Location: London - Salary: n/a - Posted: February 9th
Partner closely with EMEA Compliance to understand in depth global AML and KYC policies. Ensure consistent translation of these policies into operational procedure and work with compliance to sign offManage procedure reviews to reflect changes to ...

72 Compliance Specialist

Location: London - Salary: £65K - Posted: February 9th
As Compliance Specialist you will report into the Compliance Manager, where you will be responsible for various activities including Maintaining regulatory controls to counteract financial crime, sanctions, and money laundering To continue in the ...

73 Technical Program Manager, Vendor Delivery Management

Location: London - Salary: n/a - Posted: February 8th
The program manager for Fiber works to manage vendor delivery of dark fiber circuits, colocation and power in compliance with Google contractual requirements. This entails in depth analysis of vendor handover packages and analysis of fiber data in...

74 Fantastic Opportunity for Contract and Compliance Manager

Location: London - Salary: 27,000 to 33,000 per year ... - Posted: February 8th
A leading executive search firm based in the heart of the City have a great opportunity for a Compli

75 Fantastic Opportunity for Contract and Compliance Manager

Location: London - Salary: £27,000 to £33,000 per ye... - Posted: February 7th
A leading executive search firm based in the heart of the City have a great opportunity for a Compliance and Contract Manager to join their successful operation. This stand alone position will be a great opportunity for the successful person to se...

76 Senior Compliance Officer - IFA

Location: London - Salary: £65k - £70k - Posted: February 5th
The role holder will also be responsible for ensuring the fulfilment of the ongoing compliance requirements across the Network in respect of:* Advisory Systems and Controls Training & Competence* Training and Development

77 Risk and Technical Conformance Manager

Location: London - Salary: £110k - Posted: February 5th
The Group Legal & Compliance Assurance team's purpose is to provide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules & policies, ext...

78 Financial Compliance Manager

Location: London - Salary: £50K - £60K + Bonus - Posted: February 5th
Your role will be to deliver the groups financial compliance under the SOX legislation, from this you will own the quarterly attestation and coordinate the Sarbanes Steering Committee Meetings while also performing attestation related controls. Th...

79 Senior Tax Professional II, International Tax

Location: London - Salary: n/a - Posted: February 5th
Responsibile for UK and EMEA compliance and ad hoc project work. Activities include preparing tax reports, responding to audits, and inquiries from governmental bodies in a manner that minimizes tax liabilities or researching tax issues and develo...

80 Compliance Accountant

Location: London - Salary: None specified - Posted: February 5th
Our client, a global media industry company is currently recruiting for an experienced Compliance Ac

81 IT Service Manager - Infrastructure / Network

Location: London - Salary: £60K - £65K + Bonus - Posted: February 4th
IT Service Management - working with the UK IT Service Manager to define processes with a view towards ITIL compliance Infrastructure & Network Management - Overseeing the processes of the infrastructure and network of a 1200 site environment

82 Senior Legal Counsel Compliance

Location: London - Salary: £51k - £70k - Posted: February 4th
Your key responsibilities will be to establish and maintain governance structure to ensure compliance with privacy and data protection laws. You will also be responsible for providing legal advice and support to Regional Counsel and Director of Le...

83 Senior Policy Advisor

Location: London - Salary: £75k - £98k - Posted: February 4th
Identify areas for work that support the clients overall priorities. Areas may cover both system-wide policy, as well as internal policy supporting organisations regulatory operations (such as assessment and compliance Agree scope of work*Design c...

84 Front Office Compliance Advisor

Location: London - Salary: Up to £65K - Posted: February 4th
Candidates who have experience in front office compliance, advisory or related roles should apply, products include equities,fixed income and vanilla products.Whilst my client is looking for experience within some products there will be some train...

85 Insurance Compliance Officer

Location: London - Salary: £60k - £80k - Posted: February 4th
Experience of working in Compliance on a European level. Our clients are currently looking for senior managers who can have coverage of a European compliance remit with knowledge and familiarity of certain local regulatory authorities (In particul...

86 Compliance Analyst

Location: London - Salary: £70K - Posted: February 4th
Reporting directly into the Head of Compliance you will be responsible for all aspects of Compliance relating to the business. This is a very generalist role which will allow good exposure to all aspects of Compliance including both policy and reg...

87 Senior Compliance Manager

Location: London - Salary: £70k - £80k - Posted: February 4th
Assisting the Head of Compliance in facilitating the conduct of inspection visits by regulators, clients, auditors etc.Will be expected to assist other members of the team in areas of expertise and disseminate knowledge.

88 Compliance Consulting Manager - Capital Markets

Location: London - Salary: n/a - Posted: February 4th
Work with the market practice leads across capital market and Commercial banking to enhance and build offerings in regulatory compliance domain - build and qualify value proposition, point solutions or solution accelerators and frameworks

89 Compliance Manager (Funds)

Location: London - Salary: Up to £65K - Posted: February 4th
You will be an integral part of a dedicated and diligent team and will be relied on to establish strong relationships as a reliable and trusted business advisor.

90 Compliance Leader

Location: London - Salary: n/a - Posted: February 3rd
To ensure that EMRG complies with all relevant legislation and regulations through high quality business consultancy that helps business units to minimise and/or mitigate risks to the wider business. Responsibilities include embedding of core poli...

91 Compliance & Risk Director Ref:EWR11486633

Location: London - Salary: Up to £90K - Posted: February 3rd
To ensure that our client and specifically their Healthcare & Testing teams, obtains and maintains accreditation with appropriate Accreditation Bodies and Notified Bodies, providing the ability and reputational status for the business to trade wit...

92 Project Business Manager

Location: London - Salary: n/a - Posted: February 3rd
To support the Employer in implementing project level processes and activities that relate to the commercial management of the project including, but not limited to, monitoring of procurement, cost, finance, schedule, risk management, compliance w...

93 Compliance Assistant within the Compliance & Investment Team

Location: London - Salary: 30,000 per year ( ) - Posted: February 2nd
A confident, proactive and efficient Compliance Assistant is required URGENTLY to work for a success

94 Business Unit Compliance Officer

Location: London - Salary: Full package - Posted: February 2nd
Business Unit Compliance Officer London Our client, an international financial services firm is loo

95 Compliance / Resource Administrator

Location: London - Salary: 17,000 to 20,000 per year ... - Posted: February 2nd
A fast growing recruitment agency, Vision Teaching, is looking for a new addition to their resource

96 Compliance Officer

Location: London - Salary: £50K - Posted: January 29th
Reporting directly to the Compliance Officer you will be responsible for the following duties:Deputy MLRODrafts and updates required proceduresOperational aspects of claims/complaints handlingAudits

97 Project Management Officer / Programme Planner

Location: London - Salary: £50K - £75K + Bonus - Posted: January 28th
You will join a cross functional (IT, Operations, Front Office, Finance, Compliance) Programme Office Group who are responsible for high profile programme support and delivery for global initiatives. The group implements frameworks, templates and ...

98 Operations and Compliance Manager: eBenchmarkers

Location: London - Salary: n/a - Posted: January 28th
In this business critical role, you will ensure that eBenchmarkers' operational processes and management information systems are the best possible and are delivered in the most efficient and effective manner. You will provide authoritative support...

99 Principal Consultant

Location: London - Salary: n/a - Posted: January 28th
As the Principal Consultant you will play a key role in delivering our transactions and compliance service offering. Working with the transactions and compliance team, the position will involve managing and undertaking EHS & technical due diligenc...

100 Trusts Tax, Assistant Manager

Location: London - Salary: Up to £50K - Posted: January 27th
Professionally qualified with demonstrable trust industry experience, the role requires you to provide trust, estate and charity compliance services to clients and deal with administrative matters and assisting with provision of planning and advis...

101 Immigration Compliance Solicitor

Location: London - Salary: £50k - £80k - Posted: January 25th
Your responsibilities will include but are not limited to the following:-Provide main point of contact assistance to clients regarding immigration issues-Liaise regularly with senior level clients regarding immigration compliance issues-Support an...

102 Compliance Oversight Manager

Location: London - Salary: £75K - Posted: January 25th
Working closely with the Head of Regulatory Oversight you will be responsible for contributing to the definition and management of a programme of global regulatory assurance and to enable development and sharing of best practice for regulatory ass...

103 Associate - Compliance/AML Audit

Location: London - Salary: £50K - £80K + Bonus - Posted: January 25th
The role will entail the planning of audits, risk assessment of the area to be reviewed to determine the scope of the review, preparation of the audit programme, audit testing, audit report preparation and issuance.

104 Insurance Compliance Manager

Location: London - Salary: £65K - Posted: January 21st
This role will head up the Insurance department who primarily provide advice to external clients on all regulatory FSA matters that affect the Insurance Industry. You will be expected to research and keep up to date with changes with FSA rules and...

105 Basel III Programme Manager, Corporate Centre IT

Location: London - Salary: n/a - Posted: January 21st
The Regulatory Change team require a Programme manager for the critical Basel 3 initiative which has a mandatory compliance date for the organisation of 01/01/2013 and is a material enabler of achieving the Risk Weighted Asset targets that were ou...

106 Compliance Officer

Location: London - Salary: £60K - Posted: January 21st
The main purpose of this role is to be responsible for providing policy, advisory and educational services to the relevant broking desks within the London offices. The Compliance Officer will monitor FSA and Exchange rules and procedures to ensure...

107 Compliance Analyst

Location: London - Salary: £50K - Posted: January 21st
The main purpose of this role will be to assist the Compliance Monitoring team in the EMEA and to work closely with Internal Audit to ensure that tasks are assigned and timetabled to maximise efficiency between the teams. You will also assist the ...

108 Compliance Manager

Location: London - Salary: £70K - Posted: January 20th
The role will report into the CEO and you will be responsible for ensuring all business activities are compliant. By investigating the mechanics of the business, you will establish and implement a new compliance framework.

109 Quality/Compliance Manager - Rail

Location: London - Salary: Negotiable - Posted: January 19th
Quality/Compliance Manager required Quality/Compliance Manager required to work with a main contractor in rail. Job Description - Undertake Quality audits - Review quality standards and incorporate into the companys management plans. - Review qual...

110 Associate - Compliance/AML Audit

Location: London - Salary: £50K - £80K + Bonus - Posted: January 15th
The role will entail the planning of audits, risk assessment of the area to be reviewed to determine the scope of the review, preparation of the audit programme, audit testing, audit report preparation and issuance.

111 Corporate Tax Senior

Location: London - Salary: Up to £50K - Posted: January 15th
Your responsibilities will include a portfolio of the above mentioned clients managing the compliance and reviewing the work of junior members of your team. There is support for the CTA if required, however you should be ACA or ATT qualified.

112 Manager, International Assignment Services

Location: London - Salary: £52k - £65k - Posted: January 14th
To work as part of a regional International Assignment Services department, managing IAS compliance engagements and assisting the IAS management team.

113 Compliance Manager

Location: London - Salary: £55k - £60k - Posted: January 14th
You will be working closely with the FT`s, managing the day to day contact with the operations teams in each. Specifically this will involve you closely evaluating and analysing the annual plans of the Trusts, understanding short to medium term fi...

114 Independence Compliance Manager

Location: London - Salary: Excellent Package - Posted: January 13th
Our Quality & Risk Management group is responsible for the promotion and support of risk management within the business. The Team is responsible for ensuring the firm's compliance with the rules and regulations imposed either by external professio...

115 Market Data Administrator

Location: London - Salary: Up to £60K + Bonus - Posted: January 7th
Detailed attention to detail on all matters affecting the contract portfolio (e.g. desk charge-back, usage, compliance and invoice reconciliation Strong cost awareness Demonstrable track record of methodically driving cost saving initiatives acros...

116 Head of Investment Reporting and Compliance

Location: London - Salary: £90K - £110K + Bonus - Posted: January 7th
Reporting to the Group Investments Director, the Head of Investment Reporting & Compliance will play a lead role in the operation of RSA Group's investment portfolios. This will include management of key relationships with fund managers and custod...

117 Head of Sales and Trading Compliance (Ref 1603)

Location: London - Salary: £140K - £175K + Bonus - Posted: January 7th
The role is a senior leadership role within Compliance and will involve significant relationship development within the business and as well as front office staff. The successful applicant will also be responsible for the management and mentoring ...

118 Compliance - Law firm - to £40,000

Location: Central London - Salary: £37,000 to £40,000 per year - Posted: January 6th
New opportunity within the expanding Compliance department of this international City based law firm for an experienced Compliance officer with the technical skills to search research systems, electronic data records to benefit the compliance func...

119 Indirect Tax Advisor

Location: London - Salary: Up to £55K + Bonus - Posted: January 6th
You will play a key role in the identification, design and implementation of tax planning, advisory and compliance opportunities for the UK and international businesses across a range of businesses in the pursuit of protection and creation of valu...

120 Software Sales Executive Compliance

Location: London - Salary: £75K Base, £115K OTE - Posted: January 5th
Software Sales Executive with experience of selling software solutions into the financial services sector required for growing vendor with a focus on the UK City Market and the DACH region.

121 Legal & Compliance - US Bank Regulatory Lawyer

Location: London - Salary: n/a - Posted: January 1st
Candidate will advise business on various U.S. bank regulatory issues including Federal Reserve Board Regulations K and W, Office of the Comptroller regulations on investment securities, lending limit, appraisal regulations, as well as new regulat...

122 Legal & Compliance - Compliance Monitoring Manager - VP

Location: London - Salary: n/a - Posted: January 1st
The position requires a person who is enthusiastic, confident and has practical experience in performing asset management monitoring activities. The person's background could be a Compliance or Risk Officer, Quality Assurance Analyst, Chartered Ac...

123 Business Control Manager

Location: London - Salary: n/a - Posted: December 31st
Lead the implementation of control processes within the GWMT EMEA & LatAM department Establish effective risk management routines to ensure full compliance with the enterprise routines Establish Control Procedures and Requirements Act as Single Po...

124 Audit & Compliance Manager

Location: London - Salary: £60k - £70k - Posted: December 30th
The ideal candidate will be fully qualified - ACA/ACCA/IIA or equivalent with a good exposure to both Audit and Compliance - be that gained within Industry or a Top 10 Practice.

 
 
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